Daniel
Ferguson
Daniel Ferguson is a Director and the National Digital Assets Leader for Regulatory Compliance and Financial Crimes within RSM’s Risk Consulting practice. With over two decades of experience, Daniel’s regulatory compliance advisory experience includes curing regulatory deficiencies through the implementation and customization of anti-money laundering (“AML”) programs, fraud detection and prevention measures, privacy law compliance, cybersecurity assessments, UDAAP evaluations, fair lending law compliance, and compliance management system component design and integration for various clients, including digital assets financial institutions, bank holding companies (“BHCs”), global systemically-important banks (“G-SIBs”), domestic systemically-important banks (“D-SIBs”), commodity pool operators, hedge funds, asset managers, fintechs, and insurers.
Prior to joining RSM, Daniel served in a number of compliance and risk management leadership roles, most recently leading the global compliance program of a leading bitlicensed digital assets financial services institution and SEC/FINRA broker-dealer.
Professional Affiliations and Credentials
- FINRA Series 7 license
- FINRA Series 24 license
Education
- Bachelor of Liberal Arts, Government, Harvard University
- Master of Science, Brandeis University