Amber
Carlson, CAMS
Amber Carlson is a Director within the Financial Crimes Risk Management group at Charles Schwab & Co., Inc. She manages a team which supports Financial Crimes business partners which includes AML, Fraud and Conduct groups and serves as the central point of contact for regulators, auditors, and internal/external testing teams.
Amber holds her Series 7 and 63 licenses and is a Certified Anti-Money Laundering Specialist (CAMS). Prior to Charles Schwab & Co., Inc., Amber was with TD Ameritrade managing a team of AML investigators and was responsible for AML policies/procedures, risk assessments, training and providing subject matter expertise and guidance to business partners. Amber also worked as a bank examiner with the Office of the Comptroller of the Currency (OCC). She has also worked as an Internal Auditor in both the banking and securities industries. Amber is a graduate of the University of Nebraska –Lincoln.
Email: Amber.Carlson@schwab.com