Monique L.
Johnson, CAMS-Audit
Monique L. Johnson is Vice President, Anti-Money Laundering Program Governance Manager for TriState Capital Bank. In her current position, she is responsible for oversight and management of the AML and Sanctions governance program and infrastructure. This includes oversight of the Customer Identification Program (CIP), Know Your Customer (KYC), Enhanced Due Diligence (EDD), risk assessment, Quality Assurance, and a host of other AML controls supporting the AML Program. She works consistently to develop staff and provide mentoring to individuals who desire to excel in the Anti-Money Laundering (AML), Sanctions and Consumer Compliance industry.
Monique has more than seventeen years of financial services experience serving in prior roles as Senior Compliance Manager in Risk Management, Internal Audit and as a Federal Regulator, specializing in conducting AML, Sanctions and Consumer Compliance audits and regulatory examinations for small, regional, and large financial institutions. Prior to joining U.S. Bank, Monique maintained responsibility for developing and implementing an enterprise-wide AML and Sanctions testing program designed to assess control effectiveness and improve oversight within Risk Management.
Monique has earned two master’s degrees from the Indiana University of Pennsylvania and the University of Phoenix. She holds the Advanced Certified Anti-Money Laundering Specialist Audit (CAMS-Audit) designation and currently is a board member for the Northern Ohio ACAMS Chapter, serving as Chapter Secretary.