Culture Club: Advancing How Banks Manage Financial Crime Culture and Conduct Beyond the Theory
Private chapter member price
AFC Culture of Compliance Governance Series #1 of #4
While regulators have long emphasized the importance of a culture of compliance, financial institutions may find that obligation conflicts with their business model and goals. However, several high-profile enforcement actions and the consent orders that accompanied them highlighted the importance of poor behavior and weak compliance culture. Watch our webinar to learn best practices for developing institutional and behavioral norms that strengthen a culture of compliance and measuring their effectiveness as part of an enterprise - wide risk assessment.
Setting expectations and a reference point for what is required for financial crime culture and conduct and what is not required
Disentangling the tone from the top from the tone at the top, which may drive many programs
Examining a culture assessment as a means to identify gaps and measure progress
*Enterprise Members and Premium Webinar Subscribers receive unlimited access to all ACAMS webinars. Please log in via the LMS and navigate to My Courses > Webinars.