Too often, risk assessments are seen as a one-and-done process. But taking a holistic approach turns a risk assessment into a living document that can and should influence every step of a financial product’s life cycle. This workshop will empower you to create, manage and speak authoritatively about your risk model to both internal teams and regulators — even if you contract with a third-party solution provider.

You will learn how to:  

• Perform immediate, informal risk assessments for any situation

• Enrich your risk assessment with data for better documentation

• Embed effective risk management throughout the product life cycle

Who Should Attend

• Compliance Managers

• Investment Managers  

• IT Specialists  

• AML Officers  

• Regulators

• FIU Team Members  

• Industry Consultants

*Separate registration required. Please inquire with your Account Representative.

Facilitators:
Hue Dang, CAMS-Audit, Global Head of New Ventures, ACAMS

Patrick Dutton, Financial Crimes Strategic Intelligence Director, Financial Crime Risk Management, Wells Fargo

Robin Garrison, Vice President, Strategic Innovations Director of Compliance, FirstBank  

Valeria Vitola, Managing Director, Global Independent Assessment Head for AML, Sanctions and AB&C, Citigroup